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Zurich teilt die erfolgreiche Platzierung einer nachrangigen Anleihe mit
Disclaimer
This news release appears as a matter of record only, and all of the above-referenced notes have been placed. This announcement constitutes neither an offer to sell nor a solicitation to buy any of the notes or any other securities of Zurich Financial Services Group . It does neither constitute an offering prospectus (i) within the meaning of Art. 1156 of the Swiss Code of Obligations, nor (ii) a listing prospectus within the meaning of the SIX Swiss Exchange Listing Rules, nor , (iii) nor a prospectus or a supplement prospectus pursuant the EC Directive 2003/71/EC of the European Parliament and of the Council dated November 4, 2003 (the "EC Prospectus Directive").
Action has been or will be taken in any member state of the European Economic Area which has implemented the Prospectus Directive (each a "Relevant Member State") which would permit a public offering of the notes, or the distribution of a prospectus or any other offering material relating to the notes, in any Relevant Member State, that no offer of the notes is made except that it may make an offer of the notes to the public in that Relevant Member State:
a) at any time to legal entities which are authorised or regulated to operate in the financial markets or, if not so authorised or regulated, whose corporate purpose is solely to invest in securities;
b) at any time to any legal entity which has two or more of (1) an average of at least 250 employees during the last financial year; (2) a total balance sheet of more than EUR 43,000,000 and (3) an annual net turnover of more than EUR 50,000,000, all as shown in its last annual or consolidated accounts;
c) at any time to fewer than 100 natural or legal persons (other than qualified investors as defined in the Prospectus Directive) subject to obtaining the prior consent of the relevant dealer or dealers nominated by the issuer for any such offer; or
d) at any time in any other circumstances falling within Article 3(2) of the Prospectus Directive.
THIS ISSUANCE OF NOTES IS NOT MADE IN THE UNITED STATES OF AMERICA AND TO US PERSONS AND MAY BE ACCEPTED ONLY BY NON-US PERSONS AND OUTSIDE THE UNITED STATES. OFFERING MATERIALS WITH RESPECT TO THIS ISSUANCE MAY NOT BE DISTRIBUTED IN OR SENT TO THE UNITED STATES AND MAY NOT BE USED FOR THE PURPOSE OF SOLICITATION OF AN OFFER TO PURCHASE OR SELL ANY SECURITIES IN THE UNITED STATES.
The Notes have not been and will not be registered under the Securities and Exchange Law of Japan. Accordingly, this announcement constitutes neither an offer to sell nor a solicitation to buy any of the notes or any other securities of Zurich Financial Services Group, directly or indirectly, in Japan or to, or for the benefit of, any Japanese Person or to others for reoffering or resale, directly or indirectly, in Japan or to any Japanese Person except under circumstances which will result in compliance with all applicable laws, regulations and guidelines promulgated by the relevant Japanese governmental and regulatory authorities and in effect at the relevant time. For the purposes of this paragraph "Japanese Person" shall mean any person resident in Japan, including any corporation or other entity organised under the laws of Japan.
You must agree to the terms and conditions to proceed.
The information provided in the media release is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation, or which would subject Zurich Financial Services Ltd, or any of its subsidiaries or affiliates, to any registration requirement within such jurisdiction or country.
Neither Zurich Financial Services Ltd, nor any of its subsidiaries or affiliates are registered as investment companies in the United States under the U.S. Investment Company Act of 1940, as amended. In addition, no securities of Zurich Financial Services Ltd, or any of its subsidiaries or affiliates are registered under the U.S. Securities Act of 1933, as amended (the "Securities Act") or with any securities regulatory authority of any state or other jurisdiction of the United States and no such securities may be offered, sold or delivered within the United States or to U.S. persons (as defined in Regulation S under the Securities Act) except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the Securities Act and applicable state securities laws. As such, certain information provided in the media release may not be addressed to, or intended for use by: (i) U.S. persons (as defined under Regulation S of the Securities Act) or persons located inside the U.S. (within the meaning of Regulation S under the Securities Act) or (ii) such persons acting for the benefit of any such persons.
Securities issued by Zurich Financial Services Ltd, nor any of its subsidiaries or affiliates have not been and will not be registered under the Securities and Exchange Law of Japan. Accordingly, this announcement constitutes neither an offer to sell nor a solicitation to buy any of the notes or any other securities of Zurich Financial Services Group, directly or indirectly, in Japan or to, or for the benefit of, any Japanese Person or to others for reoffering or resale, directly or indirectly, in Japan or to any Japanese Person except under circumstances which will result in compliance with all applicable laws, regulations and guidelines promulgated by the relevant Japanese governmental and regulatory authorities and in effect at the relevant time. For the purposes of this paragraph "Japanese Person" shall mean any person resident in Japan, including any corporation or other entity organised under the laws of Japan.
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